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Compliance Manager - Energy Trading
US$150000 - US$180000 per annum
Grid Edge
Austin, Texas
Permanent

CANDIDATES WHO DO NOT MEET THE REQUIREMENTS BELOW WILL NOT BE CONSIDERED:

  • Minimum of 3 years of experience managing compliance for commodity trading in an algorithmic or systematic environment.
  • U.S. Citizen or Green Card holder/U.S. work authorization through spousal visa (visa sponsorship through employer is not provided).

About the Role

Do you thrive in high-speed trading environments where attention to detail and integrity are non-negotiable? A growing energy trading organization in North America is seeking a Compliance Manager to strengthen its U.S. compliance and risk function. This individual will play a critical role in ensuring adherence to regulatory requirements, enhancing internal frameworks, and serving as a trusted partner to trading, risk, and technology teams.

Responsibilities

In this role, you will:

  • Oversee compliance across trading operations, ensuring alignment with U.S. federal, state, and market regulations (CFTC, SEC, FERC, etc.)
  • Continuously review and enhance policies, procedures, and surveillance frameworks to mitigate risks.
  • Educate front, middle, and back-office teams on evolving regulatory obligations.
  • Document, test, and monitor reporting processes in line with industry standards.
  • Propose and implement new monitoring tools and surveillance techniques aligned with changes in market structure or trading activity.
  • Respond to information requests or investigations from exchanges, regulators, and other governing bodies.
  • Lead the preparation of annual conduct risk assessments to prioritize compliance initiatives.

Qualifications

The ideal candidate will bring:

  • Experience as a senior compliance analyst, manager, or director within an algorithmic or systematic trading environment.
  • Strong background in compliance for futures, physical and financial commodities, ideally in energy markets.
  • Familiarity with exchange rules (ICE US, CME, Nodal) and ability to advise on related compliance matters.
  • Exposure to power market structures such as FTRs across ISO/RTOs (ERCOT, PJM, MISO, NEISO, SPP).
  • Bachelor's or Master's degree in finance, economics, accounting, or related discipline.
  • Prior work with proprietary trading firms, hedge funds, or quantitative trading shops is a strong plus.

Personal Attributes

  • Meticulous, with a strong ethical foundation.
  • Curious and adaptable, with an eagerness to learn new systems and market structures.
  • Hands-on, proactive approach - comfortable owning processes end-to-end.
  • Calm under pressure, with strong time management and collaborative skills.

What's on Offer

  • A steep learning curve supported by structured onboarding.
  • Autonomy and trust to make decisions while working alongside highly skilled colleagues.
  • A flat, entrepreneurial culture that values innovation and transparency over hierarchy.
  • Frequent team and company-wide events, fostering a people-first culture.

Benefits

  • Flexible working hours with hybrid options.
  • Comprehensive health coverage.
  • 401k with employer match.
  • Paid parental leave and generous PTO.
  • Monthly allowances for meals, plus office perks.
  • Internet/cell reimbursement and gym access.
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